Notice of Exempt Offering of Securities
Form D Data API
SEC Filing
Securities
Updated every few seconds
Up to 5,000 new records per month
What is Form D?
Form D is a document that certain types of companies must file with the SEC when they sell securities, such as stocks or bonds, to raise money. The form provides information about the offering, including the amount of money raised, the types of securities offered, and information about the company's executives and directors.
Form D is called an "Exempt Offering" because it is used by companies that are exempt from registering their securities with the SEC under certain provisions of the federal securities laws. These provisions allow companies to sell their securities privately without having to register them with the SEC, as long as they meet certain requirements, such as selling only to accredited investors or limiting the number of investors in the offering.
The types of companies that may file a Form D can vary widely, but they often include startups and early-stage companies that are looking to raise capital from investors to fund their growth and operations. Other companies that commonly file a Form D include real estate investment trusts (REITs), private equity funds, hedge funds, and other types of investment funds that are raising capital from investors.
The Form D Data API
Form D data is filed with the SEC every market day, throughout the year, with up to hundreds of new filings per day. Our API exposes 20 years of comprehensive Form D data, including every data point filed in each filing. New data is available via the API within a few seconds of a new filing being published by the SEC.
Form D API DocsWhy is Form D data useful?
Hedge funds and institutional investors can use Form D data to identify early access investment opportunities and to monitor the fundraising activities of competitor funds. Angel investors, venture capitalists and private equity firms can use Form D data to identify potential investment opportunities and to monitor the activities of their portfolio companies.
SEC Form D data can also be used by companies and investors to identify trends in the private securities market and to gain insights into the behavior of companies that are raising capital through private placements. By analyzing data from aggregated SEC Form D filing data, investors and companies can better understand the types of securities being offered, the size and frequency of private placements, and the types of companies that are raising capital.
Example API Data
{
"data": [
{
"sourceReference": {
"source": "filing",
"filename": "0001798506-20-000001.txt",
"url": "https://www.sec.gov/Archives/edgar/data/1798506/0001798506-20-000001.txt",
"date": "2020-01-02T16:55:13.000Z",
"ciks": [
"1798506"
]
},
"issuers": [],
"notificationEmails": [],
"offeringData": {
"industryGroup": {
"type": "Other Technology"
},
"issuerSize": {
"kind": "revenueRange",
"value": "Decline to Disclose"
},
"federalExemptionsExclusions": [
"06b"
],
"typeOfFiling": {
"newOrAmendment": {
"kind": "new"
},
"dateOfFirstSale": {
"kind": "date",
"value": "2019-12-18T05:00:00.000Z"
}
},
"isDurationMoreThanOneYear": false,
"typesOfSecuritiesOffered": {
"isEquity": true,
"isDebt": false,
"isOptionToAcquire": false,
"isSecurityToBeAcquired": false,
"isPooledInvestmentFund": false,
"isTenantInCommon": false,
"isMineralProperty": false
},
"businessCombinationTransaction": {
"isBusinessCombinationTransaction": false
},
"minimumInvestmentAccepted": 0,
"salesCompensationRecipients": [],
"totalAndSalesAmounts": {
"totalAmount": {
"kind": "amount",
"value": 12000000
},
"totalAmountSold": 2400000,
"totalAmountRemaining": {
"kind": "amount",
"value": 9600000
}
},
"investors": {
"numberOfNonAccreditedInvestors": 0,
"totalNumberAlreadyInvested": 3
},
"salesCommissionsAndFindersFees": {
"salesCommissions": {
"value": 0,
"isEstimate": false
},
"findersFees": {
"value": 0,
"isEstimate": false
}
},
"useOfProceeds": {
"grossProceedsUsed": {
"value": 0,
"isEstimate": false
}
},
"signatureBlock": {
"hasAuthorizedRepresentative": false,
"signatures": [
{
"issuerName": "Tesseract Ventures, LLC",
"text": "John Boucard",
"name": "John Boucard",
"title": "Chief Executive Officer",
"date": "2020-01-02T05:00:00.000Z"
}
]
}
},
"primaryIssuer": {
"cik": "1798506",
"entityName": "Tesseract Ventures, LLC",
"address": {
"street1": "201 W 135TH STREET",
"city": "KANSAS CITY",
"stateOrCountry": "MO",
"zipCode": "64145"
},
"phoneNumber": "816-287-0599",
"jurisdictionOfIncorporation": "DELAWARE",
"previousNames": [],
"previousNamesFromEDGAR": [],
"typeOfEntity": {
"kind": "enum",
"value": "Limited Liability Company"
},
"yearOfIncorporation": {
"period": {
"kind": "withinLastFiveYears",
"value": 2018
}
}
},
"relatedPersons": [
{
"fullName": {
"firstName": "John",
"lastName": "Boucard"
},
"address": {
"street1": "201 W 135th Street",
"city": "Kansas City",
"stateOrCountry": "MO",
"zipCode": "64145"
},
"relationships": [
"Executive Officer",
"Director"
]
},
{
"fullName": {
"firstName": "David",
"lastName": "Oliver"
},
"address": {
"street1": "201 W 135th Street",
"city": "Kansas City",
"stateOrCountry": "MO",
"zipCode": "64145"
},
"relationships": [
"Director"
]
},
{
"fullName": {
"firstName": "Terrence",
"lastName": "Dunn"
},
"address": {
"street1": "201 W 135th Street",
"city": "Kansas City",
"stateOrCountry": "MO",
"zipCode": "64145"
},
"relationships": [
"Director"
]
},
{
"fullName": {
"firstName": "Kevin",
"lastName": "Rauckman"
},
"address": {
"street1": "201 W 135th Street",
"city": "Kansas City",
"stateOrCountry": "MO",
"zipCode": "64145"
},
"relationships": [
"Director"
]
},
{
"fullName": {
"firstName": "Kevin",
"lastName": "McGinnis"
},
"address": {
"street1": "201 W 135th Street",
"city": "Kansas City",
"stateOrCountry": "MO",
"zipCode": "64145"
},
"relationships": [
"Director"
]
}
],
"schemaVersion": "X0708",
"submissionType": "D"
},
{
"sourceReference": {
"source": "filing",
"filename": "0001798494-20-000001.txt",
"url": "https://www.sec.gov/Archives/edgar/data/1798494/0001798494-20-000001.txt",
"date": "2020-01-02T15:02:41.000Z",
"ciks": [
"1798494"
]
},
"issuers": [],
"notificationEmails": [],
"offeringData": {
"industryGroup": {
"type": "REITS and Finance"
},
"issuerSize": {
"kind": "revenueRange",
"value": "Decline to Disclose"
},
"federalExemptionsExclusions": [
"06b"
],
"typeOfFiling": {
"newOrAmendment": {
"kind": "new"
},
"dateOfFirstSale": {
"kind": "date",
"value": "2019-12-20T05:00:00.000Z"
}
},
"isDurationMoreThanOneYear": false,
"typesOfSecuritiesOffered": {
"isEquity": true,
"isDebt": false,
"isOptionToAcquire": false,
"isSecurityToBeAcquired": false,
"isPooledInvestmentFund": false,
"isTenantInCommon": false,
"isMineralProperty": false
},
"businessCombinationTransaction": {
"isBusinessCombinationTransaction": false
},
"minimumInvestmentAccepted": 1000,
"salesCompensationRecipients": [
{
"name": "Charles Harrison",
"crdNumber": "3071551",
"associatedBrokerOrDealerName": "H & L Equities, LLC",
"associatedBrokerOrDealerCRDNumber": "113794",
"address": {
"street1": "1175 Peachtree St., NE",
"street2": "100 Colony Square, Suite 2200",
"city": "Atlanta",
"stateOrCountry": "GA",
"zipCode": "30361"
},
"statesOfSolicitation": {
"kind": "states",
"value": [
"FL",
"GA",
"TX"
]
},
"hasForeignSolicitation": false
},
{
"name": "Lori Mayfield",
"crdNumber": "4899271",
"associatedBrokerOrDealerName": "H & L Equities, LLC",
"associatedBrokerOrDealerCRDNumber": "113794",
"address": {
"street1": "1175 Peachtree St., NE",
"street2": "100 Colony Square, Suite 2200",
"city": "Atlanta",
"stateOrCountry": "GA",
"zipCode": "30361"
},
"statesOfSolicitation": {
"kind": "states",
"value": [
"FL",
"GA",
"TX"
]
},
"hasForeignSolicitation": false
},
{
"name": "Patrick Whelchel",
"crdNumber": "5389090",
"associatedBrokerOrDealerName": "H & L Equities, LLC",
"associatedBrokerOrDealerCRDNumber": "113794",
"address": {
"street1": "1175 Peachtree St., NE",
"street2": "100 Colony Square, Suite 2200",
"city": "Atlanta",
"stateOrCountry": "GA",
"zipCode": "30361"
},
"statesOfSolicitation": {
"kind": "states",
"value": [
"GA"
]
},
"hasForeignSolicitation": false
},
{
"name": "Scott Harrison",
"crdNumber": "4981070",
"associatedBrokerOrDealerName": "H & L Equities, LLC",
"associatedBrokerOrDealerCRDNumber": "113794",
"address": {
"street1": "1175 Peachtree St., NE",
"street2": "100 Colony Square, Suite 2200",
"city": "Atlanta",
"stateOrCountry": "GA",
"zipCode": "30361"
},
"statesOfSolicitation": {
"kind": "states",
"value": [
"FL",
"GA",
"TX"
]
},
"hasForeignSolicitation": false
},
{
"name": "Charles Mathes",
"crdNumber": "5980160",
"associatedBrokerOrDealerName": "H & L Equities, LLC",
"associatedBrokerOrDealerCRDNumber": "113794",
"address": {
"street1": "1175 Peachtree St., NE",
"street2": "100 Colony Square, Suite 2200",
"city": "Atlanta",
"stateOrCountry": "GA",
"zipCode": "30361"
},
"statesOfSolicitation": {
"kind": "states",
"value": [
"GA",
"TX"
]
},
"hasForeignSolicitation": false
}
],
"totalAndSalesAmounts": {
"totalAmount": {
"kind": "amount",
"value": 125000
},
"totalAmountSold": 125000,
"totalAmountRemaining": {
"kind": "amount",
"value": 0
}
},
"investors": {
"numberOfNonAccreditedInvestors": 0,
"totalNumberAlreadyInvested": 125
},
"salesCommissionsAndFindersFees": {
"salesCommissions": {
"value": 6250,
"isEstimate": false
},
"findersFees": {
"value": 0,
"isEstimate": false
}
},
"useOfProceeds": {
"grossProceedsUsed": {
"value": 0,
"isEstimate": false
}
},
"signatureBlock": {
"hasAuthorizedRepresentative": false,
"signatures": [
{
"issuerName": "T&C Crossing R2G REIT LLC",
"text": "Brian Harper",
"name": "Brian Harper",
"title": "President and Chief Executive Officer",
"date": "2020-01-02T05:00:00.000Z"
}
]
}
},
"primaryIssuer": {
"cik": "1798494",
"entityName": "T&C Crossing R2G REIT LLC",
"address": {
"street1": "C/O RPT REALTY",
"street2": "19 WEST 44TH STREET, SUITE 1002",
"city": "NEW YORK",
"stateOrCountry": "NY",
"zipCode": "10036"
},
"phoneNumber": "222-212-7139",
"jurisdictionOfIncorporation": "DELAWARE",
"previousNames": [],
"previousNamesFromEDGAR": [],
"typeOfEntity": {
"kind": "enum",
"value": "Limited Liability Company"
},
"yearOfIncorporation": {
"period": {
"kind": "withinLastFiveYears",
"value": 2019
}
}
},
"relatedPersons": [
{
"fullName": {
"firstName": "N/A",
"lastName": "R2G Manager LLC"
},
"address": {
"street1": "c/o RPT Realty",
"street2": "19 West 44th Street, Suite 1002",
"city": "New York",
"stateOrCountry": "NY",
"zipCode": "10036"
},
"relationships": [
"Promoter"
],
"clarificationOfResponse": "Manager of the Issuer"
},
{
"fullName": {
"firstName": "N/A",
"lastName": "R2G Venture LLC"
},
"address": {
"street1": "c/o RPT Realty",
"street2": "19 West 44th Street, Suite 1002",
"city": "New York",
"stateOrCountry": "NY",
"zipCode": "10036"
},
"relationships": [
"Promoter"
]
},
{
"fullName": {
"firstName": "Brian",
"lastName": "Harper"
},
"address": {
"street1": "c/o RPT Realty",
"street2": "19 West 44th Street, Suite 1002",
"city": "New York",
"stateOrCountry": "NY",
"zipCode": "10036"
},
"relationships": [
"Executive Officer",
"Director"
]
},
{
"fullName": {
"firstName": "Timothy",
"lastName": "Collier"
},
"address": {
"street1": "c/o RPT Realty",
"street2": "19 West 44th Street, Suite 1002",
"city": "New York",
"stateOrCountry": "NY",
"zipCode": "10036"
},
"relationships": [
"Executive Officer",
"Director"
]
},
{
"fullName": {
"firstName": "Jesse",
"lastName": "Hom"
},
"address": {
"street1": "c/o GIC Real Estate, Inc.",
"street2": "280 Park Avenue, 9th Floor",
"city": "New York",
"stateOrCountry": "NY",
"zipCode": "10017"
},
"relationships": [
"Director"
]
},
{
"fullName": {
"firstName": "Michael",
"lastName": "Fitzmaurice"
},
"address": {
"street1": "c/o RPT Realty",
"street2": "19 West 44th Street, Suite 1002",
"city": "New York",
"stateOrCountry": "NY",
"zipCode": "10036"
},
"relationships": [
"Executive Officer"
]
},
{
"fullName": {
"firstName": "Raymond",
"lastName": "Merk"
},
"address": {
"street1": "20750 Civic Center Drive, Suite 310",
"city": "Southfield",
"stateOrCountry": "MI",
"zipCode": "48076"
},
"relationships": [
"Executive Officer"
]
}
],
"schemaVersion": "X0708",
"submissionType": "D"
},
{
"sourceReference": {
"source": "filing",
"filename": "0001599298-20-000001.txt",
"url": "https://www.sec.gov/Archives/edgar/data/1599298/0001599298-20-000001.txt",
"date": "2020-01-02T21:39:14.000Z",
"ciks": [
"1599298"
]
},
"issuers": [],
"notificationEmails": [],
"offeringData": {
"industryGroup": {
"type": "Biotechnology"
},
"issuerSize": {
"kind": "revenueRange",
"value": "Decline to Disclose"
},
"federalExemptionsExclusions": [
"06b"
],
"typeOfFiling": {
"newOrAmendment": {
"kind": "new"
},
"dateOfFirstSale": {
"kind": "date",
"value": "2019-12-24T05:00:00.000Z"
}
},
"isDurationMoreThanOneYear": false,
"typesOfSecuritiesOffered": {
"isEquity": true,
"isDebt": false,
"isOptionToAcquire": true,
"isSecurityToBeAcquired": false,
"isPooledInvestmentFund": false,
"isTenantInCommon": false,
"isMineralProperty": false
},
"businessCombinationTransaction": {
"isBusinessCombinationTransaction": false
},
"minimumInvestmentAccepted": 0,
"salesCompensationRecipients": [],
"totalAndSalesAmounts": {
"totalAmount": {
"kind": "amount",
"value": 47400000
},
"totalAmountSold": 47400000,
"totalAmountRemaining": {
"kind": "amount",
"value": 0
}
},
"investors": {
"numberOfNonAccreditedInvestors": 0,
"totalNumberAlreadyInvested": 1
},
"salesCommissionsAndFindersFees": {
"salesCommissions": {
"value": 0,
"isEstimate": false
},
"findersFees": {
"value": 0,
"isEstimate": false
}
},
"useOfProceeds": {
"grossProceedsUsed": {
"value": 0,
"isEstimate": false
}
},
"signatureBlock": {
"hasAuthorizedRepresentative": false,
"signatures": [
{
"issuerName": "Summit Therapeutics plc",
"text": "/s/ Glyn Edwards",
"name": "Glyn Edwards",
"title": "Chief Executive Officer",
"date": "2020-01-02T05:00:00.000Z"
}
]
}
},
"primaryIssuer": {
"cik": "1599298",
"entityName": "Summit Therapeutics plc",
"address": {
"street1": "136A EASTERN AVENUE",
"street2": "MILTON PARK",
"city": "ABINGDON",
"stateOrCountry": "X0",
"zipCode": "OX14 4SB"
},
"phoneNumber": "44-123-544-3939",
"jurisdictionOfIncorporation": "UNITED KINGDOM",
"previousNames": [],
"previousNamesFromEDGAR": [
"Summit Corp plc"
],
"typeOfEntity": {
"kind": "enum",
"value": "Corporation"
},
"yearOfIncorporation": {
"period": {
"kind": "overFiveYearsAgo"
}
}
},
"relatedPersons": [
{
"fullName": {
"firstName": "Glyn",
"lastName": "Edwards"
},
"address": {
"street1": "136A Eastern Avenue",
"street2": "Milton Park",
"city": "Abingdon",
"stateOrCountry": "X0",
"zipCode": "OX14 4SB"
},
"relationships": [
"Executive Officer",
"Director"
]
},
{
"fullName": {
"firstName": "David",
"lastName": "Roblin"
},
"address": {
"street1": "136A Eastern Avenue",
"street2": "Milton Park",
"city": "Abingdon",
"stateOrCountry": "X0",
"zipCode": "OX14 4SB"
},
"relationships": [
"Executive Officer"
]
},
{
"fullName": {
"firstName": "Robert",
"middleName": "W.",
"lastName": "Duggan"
},
"address": {
"street1": "136A Eastern Avenue",
"street2": "Milton Park",
"city": "Abingdon",
"stateOrCountry": "X0",
"zipCode": "OX14 4SB"
},
"relationships": [
"Director"
]
},
{
"fullName": {
"firstName": "Elaine",
"lastName": "Stracker"
},
"address": {
"street1": "136A Eastern Avenue",
"street2": "Milton Park",
"city": "Abingdon",
"stateOrCountry": "X0",
"zipCode": "OX14 4SB"
},
"relationships": [
"Director"
]
},
{
"fullName": {
"firstName": "Ventzislav",
"lastName": "Stefanov"
},
"address": {
"street1": "136A Eastern Avenue",
"street2": "Milton Park",
"city": "Abingdon",
"stateOrCountry": "X0",
"zipCode": "OX14 4SB"
},
"relationships": [
"Director"
]
},
{
"fullName": {
"firstName": "Manmeet",
"lastName": "Soni"
},
"address": {
"street1": "136A Eastern Avenue",
"street2": "Milton Park",
"city": "Abingdon",
"stateOrCountry": "X0",
"zipCode": "OX14 4SB"
},
"relationships": [
"Director"
]
},
{
"fullName": {
"firstName": "Daniel",
"lastName": "Elger"
},
"address": {
"street1": "136A Eastern Avenue",
"street2": "Milton Park",
"city": "Abingdon",
"stateOrCountry": "X0",
"zipCode": "OX14 4SB"
},
"relationships": [
"Executive Officer"
]
}
],
"schemaVersion": "X0708",
"submissionType": "D"
},
{
"sourceReference": {
"source": "filing",
"filename": "0001795294-20-000001.txt",
"url": "https://www.sec.gov/Archives/edgar/data/1795294/0001795294-20-000001.txt",
"date": "2020-01-02T17:05:35.000Z",
"ciks": [
"1795294"
]
},
"issuers": [],
"notificationEmails": [],
"offeringData": {
"industryGroup": {
"type": "Biotechnology"
},
"issuerSize": {
"kind": "revenueRange",
"value": "Decline to Disclose"
},
"federalExemptionsExclusions": [
"04",
"06b"
],
"typeOfFiling": {
"newOrAmendment": {
"kind": "new"
},
"dateOfFirstSale": {
"kind": "date",
"value": "2019-12-19T05:00:00.000Z"
}
},
"isDurationMoreThanOneYear": false,
"typesOfSecuritiesOffered": {
"isEquity": true,
"isDebt": false,
"isOptionToAcquire": false,
"isSecurityToBeAcquired": false,
"isPooledInvestmentFund": false,
"isTenantInCommon": false,
"isMineralProperty": false
},
"businessCombinationTransaction": {
"isBusinessCombinationTransaction": false
},
"minimumInvestmentAccepted": 20000,
"salesCompensationRecipients": [],
"totalAndSalesAmounts": {
"totalAmount": {
"kind": "amount",
"value": 300000
},
"totalAmountSold": 50000,
"totalAmountRemaining": {
"kind": "amount",
"value": 250000
}
},
"investors": {
"numberOfNonAccreditedInvestors": 0,
"totalNumberAlreadyInvested": 2
},
"salesCommissionsAndFindersFees": {
"salesCommissions": {
"value": 0,
"isEstimate": false
},
"findersFees": {
"value": 0,
"isEstimate": false
}
},
"useOfProceeds": {
"grossProceedsUsed": {
"value": 30000,
"isEstimate": true
}
},
"signatureBlock": {
"hasAuthorizedRepresentative": false,
"signatures": [
{
"issuerName": "Stratix Labs Corp",
"text": "John Cantril",
"name": "John Cantril",
"title": "Attorney",
"date": "2020-01-02T05:00:00.000Z"
}
]
}
},
"primaryIssuer": {
"cik": "1795294",
"entityName": "Stratix Labs Corp",
"address": {
"street1": "1000 WESTGATE DRIVE, SUITE 132",
"city": "ST. PAUL",
"stateOrCountry": "MN",
"zipCode": "55114"
},
"phoneNumber": "612-804-6062",
"jurisdictionOfIncorporation": "MINNESOTA",
"previousNames": [
"Drake Scientific Corporation"
],
"previousNamesFromEDGAR": [],
"typeOfEntity": {
"kind": "enum",
"value": "Corporation"
},
"yearOfIncorporation": {
"period": {
"kind": "withinLastFiveYears",
"value": 2015
}
}
},
"relatedPersons": [
{
"fullName": {
"firstName": "Mark",
"lastName": "Mulvahill"
},
"address": {
"street1": "1000 Westgate Drive",
"street2": "Suite 132",
"city": "St. Paul",
"stateOrCountry": "MN",
"zipCode": "55114"
},
"relationships": [
"Executive Officer",
"Director"
]
},
{
"fullName": {
"firstName": "Josh",
"lastName": "Erickson"
},
"address": {
"street1": "1000 Westgate Drive",
"street2": "Suite 132",
"city": "St. Paul",
"stateOrCountry": "MN",
"zipCode": "55114"
},
"relationships": [
"Executive Officer",
"Director"
]
}
],
"schemaVersion": "X0708",
"submissionType": "D"
},
{
"sourceReference": {
"source": "filing",
"filename": "0001507943-20-000001.txt",
"url": "https://www.sec.gov/Archives/edgar/data/1797899/0001507943-20-000001.txt",
"date": "2020-01-02T15:06:32.000Z",
"ciks": [
"1797899"
]
},
"issuers": [],
"notificationEmails": [],
"offeringData": {
"industryGroup": {
"type": "Pooled Investment Fund",
"investmentFund": {
"type": "Other Investment Fund",
"is40Act": false
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