Form D Data API

Notice of Exempt Offering of Securities

All Form D filings since 2003 (20 years)
Updated every few seconds
Up to 5,000 new records per month

The Form D Data API endpoint provides developers with a straightforward way to query and access data from SEC Form D filings. This endpoint allows you to search for filings using any Form D data point, such as filing date, entity type, or total amount sold, and returns structured JSON data for easy integration into your application.

API Endpoint

https://api.fincoded.com/v1/form-d

Supported HTTP methods: GET
Response content type: JSON

Use the API key on your user dashboard to authenticate your requests, using the key=[YOUR_API_KEY] query parameter:

https://api.fincoded.com/v1/form-d?key=[YOUR_API_KEY]

Request Parameters

You can query the endpoint by any Form D property; see the Response Data Model below for a full list of available properties.

Request Parameters
Standard query parameters, all optional. See the API introduction for more details.
  • property[operator]value: Filter the data based on various data model properties, operators (=, <=, >=, !=, <, >) and values.
  • page: The page number for the set of results you want to retrieve.
  • count: The number of results per page.
  • sortBy: The field you want to sort the results by, in full dotted JSON path syntax.
  • sortOrder: The order you want to sort the results, asc for ascending and desc for descending order.
  • subdocuments: When set to true, for endpoints that contain subdocuments for each result (eg informationTable holdings in 13F data), limit these subdocuments to those that match the subdocument filter conditions.
Request Examples

Find Form D data with a Total Amount Sold of at least $500,000 and where the Investment Fund is a Private Equity Fund or Hedge Fund. No sort order will be specified, so data will be returned by filing date, most recent first.

https://api.fincoded.com/v1/form-d?offeringData.totalAndSalesAmounts.totalAmountSold>=500000&offeringData.industryGroup.investmentFund.type=Private%20Equity%20Fund,Hedge%20Fund

Find Form D data with an Industry Group of Biotechnology, where the offering includes Equity. Sort the data by the Total Offering Amount, descending.

https://api.fincoded.com/v1/form-d?offeringData.industryGroup.type=Biotechnology&offeringData.typesOfSecuritiesOffered.isEquity=true&sortBy=offeringData.totalAndSalesAmounts.totalAmount.value&sortOrder=desc

Response Data Model

Response type: JSON

The data model for each returned item closely resembles the XML of the original filing, converted to JSON syntax. Additionally a sourceReference property contains metadata about the original filing, including the date and CIK(s) of the filing company.

Property Type Enum Values Path
sourceReference object sourceReference
source string
filing
sourceReference.source
filename string sourceReference.filename
url string sourceReference.url
date date sourceReference.date
ciks string[] sourceReference.ciks
schemaVersion string schemaVersion
submissionType string
D
D/A
submissionType
contact object contact
name string contact.name
phoneNumber string contact.phoneNumber
email string contact.email
notificationEmails string[] notificationEmails
primaryIssuer object primaryIssuer
cik string primaryIssuer.cik
entityName string primaryIssuer.entityName
address object primaryIssuer.address
street1 string primaryIssuer.address.street1
street2 string primaryIssuer.address.street2
city string primaryIssuer.address.city
stateOrCountry string primaryIssuer.address.stateOrCountry
zipCode string primaryIssuer.address.zipCode
phoneNumber string primaryIssuer.phoneNumber
jurisdictionOfIncorporation string primaryIssuer.jurisdictionOfIncorporation
previousNames string[] primaryIssuer.previousNames
previousNamesFromEDGAR string[] primaryIssuer.previousNamesFromEDGAR
typeOfEntity object primaryIssuer.typeOfEntity
kind string
enum
other
primaryIssuer.typeOfEntity.kind
value string
Business Trust
Corporation
Limited Liability Company
Limited Partnership
primaryIssuer.typeOfEntity.value
yearOfIncorporation object primaryIssuer.yearOfIncorporation
period object primaryIssuer.yearOfIncorporation.period
kind string
withinLastFiveYears
overFiveYearsAgo
yetToBeFormed
primaryIssuer.yearOfIncorporation.period.kind
value number primaryIssuer.yearOfIncorporation.period.value
issuers object[] issuers
cik string issuers.cik
entityName string issuers.entityName
address object issuers.address
street1 string issuers.address.street1
street2 string issuers.address.street2
city string issuers.address.city
stateOrCountry string issuers.address.stateOrCountry
zipCode string issuers.address.zipCode
phoneNumber string issuers.phoneNumber
jurisdictionOfIncorporation string issuers.jurisdictionOfIncorporation
previousNames string[] issuers.previousNames
previousNamesFromEDGAR string[] issuers.previousNamesFromEDGAR
typeOfEntity object issuers.typeOfEntity
kind string
enum
other
issuers.typeOfEntity.kind
value string issuers.typeOfEntity.value
yearOfIncorporation object issuers.yearOfIncorporation
period object issuers.yearOfIncorporation.period
kind string
withinLastFiveYears
overFiveYearsAgo
yetToBeFormed
issuers.yearOfIncorporation.period.kind
value number issuers.yearOfIncorporation.period.value
relatedPersons object[] relatedPersons
fullName object relatedPersons.fullName
firstName string relatedPersons.fullName.firstName
middleName string relatedPersons.fullName.middleName
lastName string relatedPersons.fullName.lastName
address object relatedPersons.address
street1 string relatedPersons.address.street1
street2 string relatedPersons.address.street2
city string relatedPersons.address.city
stateOrCountry string relatedPersons.address.stateOrCountry
zipCode string relatedPersons.address.zipCode
relationships string[] relatedPersons.relationships
clarificationOfResponse string relatedPersons.clarificationOfResponse
offeringData object offeringData
industryGroup object offeringData.industryGroup
type string
Agriculture
Airlines and Airports
Biotechnology
Business Services
Coal Mining
Commercial
Commercial Banking
Computers
Construction
Energy Conservation
Health Insurance
Hospitals and Physicians
Insurance
Investing
Investment Banking
Lodging and Conventions
Manufacturing
Oil and Gas
Other
Other Banking and Financial Services
Other Energy
Other Health Care
Other Real Estate
Other Technology
Other Travel
Pharmaceuticals
Pooled Investment Fund
REITS and Finance
Residential
Restaurants
Retailing
Telecommunications
Tourism and Travel Services
offeringData.industryGroup.type
investmentFund object offeringData.industryGroup.investmentFund
type string
Hedge Fund
Other Investment Fund
Private Equity Fund
Venture Capital Fund
offeringData.industryGroup.investmentFund.type
is40Act boolean offeringData.industryGroup.investmentFund.is40Act
issuerSize object offeringData.issuerSize
kind string
aggregateNetAssetValueRange
revenueRange
offeringData.issuerSize.kind
value string
$1 - $1,000,000
$1 - $5,000,000
$1,000,001 - $5,000,000
$25,000,001 - $100,000,000
$25,000,001 - $50,000,000
$5,000,001 - $25,000,000
$50,000,001 - $100,000,000
Decline to Disclose
No Aggregate Net Asset Value
No Revenues
Not Applicable
Over $100,000,000
offeringData.issuerSize.value
federalExemptionsExclusions string[] offeringData.federalExemptionsExclusions
typeOfFiling object offeringData.typeOfFiling
newOrAmendment object offeringData.typeOfFiling.newOrAmendment
kind string
new
amendment
offeringData.typeOfFiling.newOrAmendment.kind
previousAccessionNumber string offeringData.typeOfFiling.newOrAmendment.previousAccessionNumber
dateOfFirstSale object offeringData.typeOfFiling.dateOfFirstSale
kind string
date
yetToOccur
offeringData.typeOfFiling.dateOfFirstSale.kind
value date offeringData.typeOfFiling.dateOfFirstSale.value
isDurationMoreThanOneYear boolean offeringData.isDurationMoreThanOneYear
typesOfSecuritiesOffered object offeringData.typesOfSecuritiesOffered
isEquity boolean offeringData.typesOfSecuritiesOffered.isEquity
isDebt boolean offeringData.typesOfSecuritiesOffered.isDebt
isOptionToAcquire boolean offeringData.typesOfSecuritiesOffered.isOptionToAcquire
isSecurityToBeAcquired boolean offeringData.typesOfSecuritiesOffered.isSecurityToBeAcquired
isPooledInvestmentFund boolean offeringData.typesOfSecuritiesOffered.isPooledInvestmentFund
isTenantInCommon boolean offeringData.typesOfSecuritiesOffered.isTenantInCommon
isMineralProperty boolean offeringData.typesOfSecuritiesOffered.isMineralProperty
otherType string offeringData.typesOfSecuritiesOffered.otherType
businessCombinationTransaction object offeringData.businessCombinationTransaction
isBusinessCombinationTransaction boolean offeringData.businessCombinationTransaction.isBusinessCombinationTransaction
clarificationOfResponse string offeringData.businessCombinationTransaction.clarificationOfResponse
minimumInvestmentAccepted number offeringData.minimumInvestmentAccepted
salesCompensationRecipients object[] offeringData.salesCompensationRecipients
name string offeringData.salesCompensationRecipients.name
crdNumber string offeringData.salesCompensationRecipients.crdNumber
associatedBrokerOrDealerName string offeringData.salesCompensationRecipients.associatedBrokerOrDealerName
associatedBrokerOrDealerCRDNumber string offeringData.salesCompensationRecipients.associatedBrokerOrDealerCRDNumber
address object offeringData.salesCompensationRecipients.address
street1 string offeringData.salesCompensationRecipients.address.street1
street2 string offeringData.salesCompensationRecipients.address.street2
city string offeringData.salesCompensationRecipients.address.city
stateOrCountry string offeringData.salesCompensationRecipients.address.stateOrCountry
zipCode string offeringData.salesCompensationRecipients.address.zipCode
statesOfSolicitation object offeringData.salesCompensationRecipients.statesOfSolicitation
kind string
states
allStates
offeringData.salesCompensationRecipients.statesOfSolicitation.kind
value string[] offeringData.salesCompensationRecipients.statesOfSolicitation.value
hasForeignSolicitation boolean offeringData.salesCompensationRecipients.hasForeignSolicitation
totalAndSalesAmounts object offeringData.totalAndSalesAmounts
totalAmount object offeringData.totalAndSalesAmounts.totalAmount
kind string
amount
indefinite
offeringData.totalAndSalesAmounts.totalAmount.kind
value number offeringData.totalAndSalesAmounts.totalAmount.value
totalAmountSold number offeringData.totalAndSalesAmounts.totalAmountSold
totalAmountRemaining object offeringData.totalAndSalesAmounts.totalAmountRemaining
kind string
amount
indefinite
offeringData.totalAndSalesAmounts.totalAmountRemaining.kind
value number offeringData.totalAndSalesAmounts.totalAmountRemaining.value
clarificationOfResponse string offeringData.totalAndSalesAmounts.clarificationOfResponse
investors object offeringData.investors
numberOfNonAccreditedInvestors number offeringData.investors.numberOfNonAccreditedInvestors
totalNumberAlreadyInvested number offeringData.investors.totalNumberAlreadyInvested
salesCommissionsAndFindersFees object offeringData.salesCommissionsAndFindersFees
salesCommissions object offeringData.salesCommissionsAndFindersFees.salesCommissions
value number offeringData.salesCommissionsAndFindersFees.salesCommissions.value
isEstimate boolean offeringData.salesCommissionsAndFindersFees.salesCommissions.isEstimate
findersFees object offeringData.salesCommissionsAndFindersFees.findersFees
value number offeringData.salesCommissionsAndFindersFees.findersFees.value
isEstimate boolean offeringData.salesCommissionsAndFindersFees.findersFees.isEstimate
clarificationOfResponse string offeringData.salesCommissionsAndFindersFees.clarificationOfResponse
useOfProceeds object offeringData.useOfProceeds
grossProceedsUsed object offeringData.useOfProceeds.grossProceedsUsed
value number offeringData.useOfProceeds.grossProceedsUsed.value
isEstimate boolean offeringData.useOfProceeds.grossProceedsUsed.isEstimate
clarificationOfResponse string offeringData.useOfProceeds.clarificationOfResponse
signatureBlock object offeringData.signatureBlock
hasAuthorizedRepresentative boolean offeringData.signatureBlock.hasAuthorizedRepresentative
signatures object[] offeringData.signatureBlock.signatures
issuerName string offeringData.signatureBlock.signatures.issuerName
text string offeringData.signatureBlock.signatures.text
name string offeringData.signatureBlock.signatures.name
title string offeringData.signatureBlock.signatures.title
date date offeringData.signatureBlock.signatures.date

Response Example

{
  "data": [
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001798506-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1798506/0001798506-20-000001.txt",
        "date": "2020-01-02T16:55:13.000Z",
        "ciks": [
          "1798506"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "Other Technology"
        },
        "issuerSize": {
          "kind": "revenueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "06b"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "date",
            "value": "2019-12-18T05:00:00.000Z"
          }
        },
        "isDurationMoreThanOneYear": false,
        "typesOfSecuritiesOffered": {
          "isEquity": true,
          "isDebt": false,
          "isOptionToAcquire": false,
          "isSecurityToBeAcquired": false,
          "isPooledInvestmentFund": false,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": false
        },
        "minimumInvestmentAccepted": 0,
        "salesCompensationRecipients": [],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "amount",
            "value": 12000000
          },
          "totalAmountSold": 2400000,
          "totalAmountRemaining": {
            "kind": "amount",
            "value": 9600000
          }
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 3
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 0,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 0,
            "isEstimate": false
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "Tesseract Ventures, LLC",
              "text": "John Boucard",
              "name": "John Boucard",
              "title": "Chief Executive Officer",
              "date": "2020-01-02T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1798506",
        "entityName": "Tesseract Ventures, LLC",
        "address": {
          "street1": "201 W 135TH STREET",
          "city": "KANSAS CITY",
          "stateOrCountry": "MO",
          "zipCode": "64145"
        },
        "phoneNumber": "816-287-0599",
        "jurisdictionOfIncorporation": "DELAWARE",
        "previousNames": [],
        "previousNamesFromEDGAR": [],
        "typeOfEntity": {
          "kind": "enum",
          "value": "Limited Liability Company"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "withinLastFiveYears",
            "value": 2018
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "John",
            "lastName": "Boucard"
          },
          "address": {
            "street1": "201 W 135th Street",
            "city": "Kansas City",
            "stateOrCountry": "MO",
            "zipCode": "64145"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "David",
            "lastName": "Oliver"
          },
          "address": {
            "street1": "201 W 135th Street",
            "city": "Kansas City",
            "stateOrCountry": "MO",
            "zipCode": "64145"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Terrence",
            "lastName": "Dunn"
          },
          "address": {
            "street1": "201 W 135th Street",
            "city": "Kansas City",
            "stateOrCountry": "MO",
            "zipCode": "64145"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Kevin",
            "lastName": "Rauckman"
          },
          "address": {
            "street1": "201 W 135th Street",
            "city": "Kansas City",
            "stateOrCountry": "MO",
            "zipCode": "64145"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Kevin",
            "lastName": "McGinnis"
          },
          "address": {
            "street1": "201 W 135th Street",
            "city": "Kansas City",
            "stateOrCountry": "MO",
            "zipCode": "64145"
          },
          "relationships": [
            "Director"
          ]
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    },
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001798494-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1798494/0001798494-20-000001.txt",
        "date": "2020-01-02T15:02:41.000Z",
        "ciks": [
          "1798494"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "REITS and Finance"
        },
        "issuerSize": {
          "kind": "revenueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "06b"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "date",
            "value": "2019-12-20T05:00:00.000Z"
          }
        },
        "isDurationMoreThanOneYear": false,
        "typesOfSecuritiesOffered": {
          "isEquity": true,
          "isDebt": false,
          "isOptionToAcquire": false,
          "isSecurityToBeAcquired": false,
          "isPooledInvestmentFund": false,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": false
        },
        "minimumInvestmentAccepted": 1000,
        "salesCompensationRecipients": [
          {
            "name": "Charles Harrison",
            "crdNumber": "3071551",
            "associatedBrokerOrDealerName": "H & L Equities, LLC",
            "associatedBrokerOrDealerCRDNumber": "113794",
            "address": {
              "street1": "1175 Peachtree St., NE",
              "street2": "100 Colony Square, Suite 2200",
              "city": "Atlanta",
              "stateOrCountry": "GA",
              "zipCode": "30361"
            },
            "statesOfSolicitation": {
              "kind": "states",
              "value": [
                "FL",
                "GA",
                "TX"
              ]
            },
            "hasForeignSolicitation": false
          },
          {
            "name": "Lori Mayfield",
            "crdNumber": "4899271",
            "associatedBrokerOrDealerName": "H & L Equities, LLC",
            "associatedBrokerOrDealerCRDNumber": "113794",
            "address": {
              "street1": "1175 Peachtree St., NE",
              "street2": "100 Colony Square, Suite 2200",
              "city": "Atlanta",
              "stateOrCountry": "GA",
              "zipCode": "30361"
            },
            "statesOfSolicitation": {
              "kind": "states",
              "value": [
                "FL",
                "GA",
                "TX"
              ]
            },
            "hasForeignSolicitation": false
          },
          {
            "name": "Patrick Whelchel",
            "crdNumber": "5389090",
            "associatedBrokerOrDealerName": "H & L Equities, LLC",
            "associatedBrokerOrDealerCRDNumber": "113794",
            "address": {
              "street1": "1175 Peachtree St., NE",
              "street2": "100 Colony Square, Suite 2200",
              "city": "Atlanta",
              "stateOrCountry": "GA",
              "zipCode": "30361"
            },
            "statesOfSolicitation": {
              "kind": "states",
              "value": [
                "GA"
              ]
            },
            "hasForeignSolicitation": false
          },
          {
            "name": "Scott Harrison",
            "crdNumber": "4981070",
            "associatedBrokerOrDealerName": "H & L Equities, LLC",
            "associatedBrokerOrDealerCRDNumber": "113794",
            "address": {
              "street1": "1175 Peachtree St., NE",
              "street2": "100 Colony Square, Suite 2200",
              "city": "Atlanta",
              "stateOrCountry": "GA",
              "zipCode": "30361"
            },
            "statesOfSolicitation": {
              "kind": "states",
              "value": [
                "FL",
                "GA",
                "TX"
              ]
            },
            "hasForeignSolicitation": false
          },
          {
            "name": "Charles Mathes",
            "crdNumber": "5980160",
            "associatedBrokerOrDealerName": "H & L Equities, LLC",
            "associatedBrokerOrDealerCRDNumber": "113794",
            "address": {
              "street1": "1175 Peachtree St., NE",
              "street2": "100 Colony Square, Suite 2200",
              "city": "Atlanta",
              "stateOrCountry": "GA",
              "zipCode": "30361"
            },
            "statesOfSolicitation": {
              "kind": "states",
              "value": [
                "GA",
                "TX"
              ]
            },
            "hasForeignSolicitation": false
          }
        ],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "amount",
            "value": 125000
          },
          "totalAmountSold": 125000,
          "totalAmountRemaining": {
            "kind": "amount",
            "value": 0
          }
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 125
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 6250,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 0,
            "isEstimate": false
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "T&C Crossing R2G REIT LLC",
              "text": "Brian Harper",
              "name": "Brian Harper",
              "title": "President and Chief Executive Officer",
              "date": "2020-01-02T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1798494",
        "entityName": "T&C Crossing R2G REIT LLC",
        "address": {
          "street1": "C/O RPT REALTY",
          "street2": "19 WEST 44TH STREET, SUITE 1002",
          "city": "NEW YORK",
          "stateOrCountry": "NY",
          "zipCode": "10036"
        },
        "phoneNumber": "222-212-7139",
        "jurisdictionOfIncorporation": "DELAWARE",
        "previousNames": [],
        "previousNamesFromEDGAR": [],
        "typeOfEntity": {
          "kind": "enum",
          "value": "Limited Liability Company"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "withinLastFiveYears",
            "value": 2019
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "N/A",
            "lastName": "R2G Manager LLC"
          },
          "address": {
            "street1": "c/o RPT Realty",
            "street2": "19 West 44th Street, Suite 1002",
            "city": "New York",
            "stateOrCountry": "NY",
            "zipCode": "10036"
          },
          "relationships": [
            "Promoter"
          ],
          "clarificationOfResponse": "Manager of the Issuer"
        },
        {
          "fullName": {
            "firstName": "N/A",
            "lastName": "R2G Venture LLC"
          },
          "address": {
            "street1": "c/o RPT Realty",
            "street2": "19 West 44th Street, Suite 1002",
            "city": "New York",
            "stateOrCountry": "NY",
            "zipCode": "10036"
          },
          "relationships": [
            "Promoter"
          ]
        },
        {
          "fullName": {
            "firstName": "Brian",
            "lastName": "Harper"
          },
          "address": {
            "street1": "c/o RPT Realty",
            "street2": "19 West 44th Street, Suite 1002",
            "city": "New York",
            "stateOrCountry": "NY",
            "zipCode": "10036"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Timothy",
            "lastName": "Collier"
          },
          "address": {
            "street1": "c/o RPT Realty",
            "street2": "19 West 44th Street, Suite 1002",
            "city": "New York",
            "stateOrCountry": "NY",
            "zipCode": "10036"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Jesse",
            "lastName": "Hom"
          },
          "address": {
            "street1": "c/o GIC Real Estate, Inc.",
            "street2": "280 Park Avenue, 9th Floor",
            "city": "New York",
            "stateOrCountry": "NY",
            "zipCode": "10017"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Michael",
            "lastName": "Fitzmaurice"
          },
          "address": {
            "street1": "c/o RPT Realty",
            "street2": "19 West 44th Street, Suite 1002",
            "city": "New York",
            "stateOrCountry": "NY",
            "zipCode": "10036"
          },
          "relationships": [
            "Executive Officer"
          ]
        },
        {
          "fullName": {
            "firstName": "Raymond",
            "lastName": "Merk"
          },
          "address": {
            "street1": "20750 Civic Center Drive, Suite 310",
            "city": "Southfield",
            "stateOrCountry": "MI",
            "zipCode": "48076"
          },
          "relationships": [
            "Executive Officer"
          ]
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    },
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001599298-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1599298/0001599298-20-000001.txt",
        "date": "2020-01-02T21:39:14.000Z",
        "ciks": [
          "1599298"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "Biotechnology"
        },
        "issuerSize": {
          "kind": "revenueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "06b"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "date",
            "value": "2019-12-24T05:00:00.000Z"
          }
        },
        "isDurationMoreThanOneYear": false,
        "typesOfSecuritiesOffered": {
          "isEquity": true,
          "isDebt": false,
          "isOptionToAcquire": true,
          "isSecurityToBeAcquired": false,
          "isPooledInvestmentFund": false,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": false
        },
        "minimumInvestmentAccepted": 0,
        "salesCompensationRecipients": [],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "amount",
            "value": 47400000
          },
          "totalAmountSold": 47400000,
          "totalAmountRemaining": {
            "kind": "amount",
            "value": 0
          }
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 1
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 0,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 0,
            "isEstimate": false
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "Summit Therapeutics plc",
              "text": "/s/ Glyn Edwards",
              "name": "Glyn Edwards",
              "title": "Chief Executive Officer",
              "date": "2020-01-02T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1599298",
        "entityName": "Summit Therapeutics plc",
        "address": {
          "street1": "136A EASTERN AVENUE",
          "street2": "MILTON PARK",
          "city": "ABINGDON",
          "stateOrCountry": "X0",
          "zipCode": "OX14 4SB"
        },
        "phoneNumber": "44-123-544-3939",
        "jurisdictionOfIncorporation": "UNITED KINGDOM",
        "previousNames": [],
        "previousNamesFromEDGAR": [
          "Summit Corp plc"
        ],
        "typeOfEntity": {
          "kind": "enum",
          "value": "Corporation"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "overFiveYearsAgo"
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "Glyn",
            "lastName": "Edwards"
          },
          "address": {
            "street1": "136A Eastern Avenue",
            "street2": "Milton Park",
            "city": "Abingdon",
            "stateOrCountry": "X0",
            "zipCode": "OX14 4SB"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "David",
            "lastName": "Roblin"
          },
          "address": {
            "street1": "136A Eastern Avenue",
            "street2": "Milton Park",
            "city": "Abingdon",
            "stateOrCountry": "X0",
            "zipCode": "OX14 4SB"
          },
          "relationships": [
            "Executive Officer"
          ]
        },
        {
          "fullName": {
            "firstName": "Robert",
            "middleName": "W.",
            "lastName": "Duggan"
          },
          "address": {
            "street1": "136A Eastern Avenue",
            "street2": "Milton Park",
            "city": "Abingdon",
            "stateOrCountry": "X0",
            "zipCode": "OX14 4SB"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Elaine",
            "lastName": "Stracker"
          },
          "address": {
            "street1": "136A Eastern Avenue",
            "street2": "Milton Park",
            "city": "Abingdon",
            "stateOrCountry": "X0",
            "zipCode": "OX14 4SB"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Ventzislav",
            "lastName": "Stefanov"
          },
          "address": {
            "street1": "136A Eastern Avenue",
            "street2": "Milton Park",
            "city": "Abingdon",
            "stateOrCountry": "X0",
            "zipCode": "OX14 4SB"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Manmeet",
            "lastName": "Soni"
          },
          "address": {
            "street1": "136A Eastern Avenue",
            "street2": "Milton Park",
            "city": "Abingdon",
            "stateOrCountry": "X0",
            "zipCode": "OX14 4SB"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Daniel",
            "lastName": "Elger"
          },
          "address": {
            "street1": "136A Eastern Avenue",
            "street2": "Milton Park",
            "city": "Abingdon",
            "stateOrCountry": "X0",
            "zipCode": "OX14 4SB"
          },
          "relationships": [
            "Executive Officer"
          ]
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    },
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001795294-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1795294/0001795294-20-000001.txt",
        "date": "2020-01-02T17:05:35.000Z",
        "ciks": [
          "1795294"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "Biotechnology"
        },
        "issuerSize": {
          "kind": "revenueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "04",
          "06b"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "date",
            "value": "2019-12-19T05:00:00.000Z"
          }
        },
        "isDurationMoreThanOneYear": false,
        "typesOfSecuritiesOffered": {
          "isEquity": true,
          "isDebt": false,
          "isOptionToAcquire": false,
          "isSecurityToBeAcquired": false,
          "isPooledInvestmentFund": false,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": false
        },
        "minimumInvestmentAccepted": 20000,
        "salesCompensationRecipients": [],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "amount",
            "value": 300000
          },
          "totalAmountSold": 50000,
          "totalAmountRemaining": {
            "kind": "amount",
            "value": 250000
          }
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 2
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 0,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 30000,
            "isEstimate": true
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "Stratix Labs Corp",
              "text": "John Cantril",
              "name": "John Cantril",
              "title": "Attorney",
              "date": "2020-01-02T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1795294",
        "entityName": "Stratix Labs Corp",
        "address": {
          "street1": "1000 WESTGATE DRIVE, SUITE 132",
          "city": "ST. PAUL",
          "stateOrCountry": "MN",
          "zipCode": "55114"
        },
        "phoneNumber": "612-804-6062",
        "jurisdictionOfIncorporation": "MINNESOTA",
        "previousNames": [
          "Drake Scientific Corporation"
        ],
        "previousNamesFromEDGAR": [],
        "typeOfEntity": {
          "kind": "enum",
          "value": "Corporation"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "withinLastFiveYears",
            "value": 2015
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "Mark",
            "lastName": "Mulvahill"
          },
          "address": {
            "street1": "1000 Westgate Drive",
            "street2": "Suite 132",
            "city": "St. Paul",
            "stateOrCountry": "MN",
            "zipCode": "55114"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Josh",
            "lastName": "Erickson"
          },
          "address": {
            "street1": "1000 Westgate Drive",
            "street2": "Suite 132",
            "city": "St. Paul",
            "stateOrCountry": "MN",
            "zipCode": "55114"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ]
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    },
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001507943-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1797899/0001507943-20-000001.txt",
        "date": "2020-01-02T15:06:32.000Z",
        "ciks": [
          "1797899"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "Pooled Investment Fund",
          "investmentFund": {
            "type": "Other Investment Fund",
            "is40Act": false
          }
        },
        "issuerSize": {
          "kind": "aggregateNetAssetValueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "06b",
          "3C",
          "3C.7"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "date",
            "value": "2019-12-18T05:00:00.000Z"
          }
        },
        "isDurationMoreThanOneYear": false,
        "typesOfSecuritiesOffered": {
          "isEquity": false,
          "isDebt": false,
          "isOptionToAcquire": false,
          "isSecurityToBeAcquired": false,
          "isPooledInvestmentFund": true,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": false
        },
        "minimumInvestmentAccepted": 50000000,
        "salesCompensationRecipients": [],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "indefinite"
          },
          "totalAmountSold": 50000000,
          "totalAmountRemaining": {
            "kind": "indefinite"
          }
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 1
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 0,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 0,
            "isEstimate": false
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "Stafford HiTIP Fund III, L.P.",
              "text": "Rick Fratus",
              "name": "Rick Fratus, Director of Stafford HiTIP GP III LLC",
              "title": "General Partner of the Issuer",
              "date": "2019-12-30T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1797899",
        "entityName": "Stafford HiTIP Fund III, L.P.",
        "address": {
          "street1": "1717 WEST 6TH STREET",
          "street2": "SUITE 234",
          "city": "AUSTIN",
          "stateOrCountry": "TX",
          "zipCode": "78703"
        },
        "phoneNumber": "646-797-6376",
        "jurisdictionOfIncorporation": "HAWAII",
        "previousNames": [],
        "previousNamesFromEDGAR": [],
        "typeOfEntity": {
          "kind": "enum",
          "value": "Limited Partnership"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "withinLastFiveYears",
            "value": 2019
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "N/A",
            "lastName": "Stafford HiTIP GP III LLC"
          },
          "address": {
            "street1": "1717 WEST 6TH STREET",
            "street2": "Suite 234",
            "city": "AUSTIN",
            "stateOrCountry": "TX",
            "zipCode": "78703"
          },
          "relationships": [
            "Executive Officer"
          ],
          "clarificationOfResponse": "General Partner of the Issuer"
        },
        {
          "fullName": {
            "firstName": "Andrew",
            "lastName": "Betz"
          },
          "address": {
            "street1": "c/o Stafford HiTIP GP III LLC",
            "street2": "1717 WEST 6TH STREET, Suite 234",
            "city": "AUSTIN",
            "stateOrCountry": "TX",
            "zipCode": "78703"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Rick",
            "lastName": "Fratus"
          },
          "address": {
            "street1": "c/o Stafford HiTIP GP III LLC",
            "street2": "1717 WEST 6TH STREET, Suite 234",
            "city": "AUSTIN",
            "stateOrCountry": "TX",
            "zipCode": "78703"
          },
          "relationships": [
            "Director"
          ]
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    },
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001784226-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1784226/0001784226-20-000001.txt",
        "date": "2020-01-02T15:40:38.000Z",
        "ciks": [
          "1784226"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "Other"
        },
        "issuerSize": {
          "kind": "revenueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "06b"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "date",
            "value": "2019-12-17T05:00:00.000Z"
          }
        },
        "isDurationMoreThanOneYear": false,
        "typesOfSecuritiesOffered": {
          "isEquity": false,
          "isDebt": false,
          "isOptionToAcquire": true,
          "isSecurityToBeAcquired": true,
          "isPooledInvestmentFund": false,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": false
        },
        "minimumInvestmentAccepted": 0,
        "salesCompensationRecipients": [],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "amount",
            "value": 3113
          },
          "totalAmountSold": 3113,
          "totalAmountRemaining": {
            "kind": "amount",
            "value": 0
          },
          "clarificationOfResponse": "The total offering amount and total amount sold represent the aggregate exercise price of certain warrants to purchase shares of capital stock of the Issuer."
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 1
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 0,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 0,
            "isEstimate": false
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "StackHawk, Inc.",
              "text": "Joni Klippert",
              "name": "Joni Klippert",
              "title": "Chief Executive Officer",
              "date": "2020-01-02T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1784226",
        "entityName": "StackHawk, Inc.",
        "address": {
          "street1": "C/O INDUSTRIOUS",
          "street2": "1801 CALIFORNIA ST., SUITE 2400",
          "city": "DENVER",
          "stateOrCountry": "CO",
          "zipCode": "80202"
        },
        "phoneNumber": "303-332-5989",
        "jurisdictionOfIncorporation": "DELAWARE",
        "previousNames": [],
        "previousNamesFromEDGAR": [],
        "typeOfEntity": {
          "kind": "enum",
          "value": "Corporation"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "withinLastFiveYears",
            "value": 2019
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "Joni",
            "lastName": "Klippert"
          },
          "address": {
            "street1": "c/o StackHawk, Inc.",
            "street2": "1801 California St. Ste 2400",
            "city": "Denver",
            "stateOrCountry": "CO",
            "zipCode": "80202"
          },
          "relationships": [
            "Executive Officer",
            "Director",
            "Promoter"
          ]
        },
        {
          "fullName": {
            "firstName": "Todd",
            "lastName": "Vernon"
          },
          "address": {
            "street1": "c/o StackHawk, Inc.",
            "street2": "1801 California St. Ste 2400",
            "city": "Denver",
            "stateOrCountry": "CO",
            "zipCode": "80202"
          },
          "relationships": [
            "Director",
            "Promoter"
          ]
        },
        {
          "fullName": {
            "firstName": "Ryan",
            "lastName": "Severns"
          },
          "address": {
            "street1": "c/o StackHawk, Inc.",
            "street2": "1801 California St. Ste 2400",
            "city": "Denver",
            "stateOrCountry": "CO",
            "zipCode": "80202"
          },
          "relationships": [
            "Executive Officer",
            "Promoter"
          ]
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    },
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001798346-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1798346/0001798346-20-000001.txt",
        "date": "2020-01-02T17:28:48.000Z",
        "ciks": [
          "1798346"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "Commercial"
        },
        "issuerSize": {
          "kind": "revenueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "06b"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "date",
            "value": "2019-12-23T05:00:00.000Z"
          }
        },
        "isDurationMoreThanOneYear": false,
        "typesOfSecuritiesOffered": {
          "isEquity": true,
          "isDebt": false,
          "isOptionToAcquire": false,
          "isSecurityToBeAcquired": false,
          "isPooledInvestmentFund": false,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": false
        },
        "minimumInvestmentAccepted": 100000,
        "salesCompensationRecipients": [],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "amount",
            "value": 2500000
          },
          "totalAmountSold": 1200000,
          "totalAmountRemaining": {
            "kind": "amount",
            "value": 1300000
          }
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 9
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 0,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 119000,
            "isEstimate": false
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "Springfield 264 LLC",
              "text": "Timothy Bratz",
              "name": "Timothy L Bratz",
              "title": "Manager",
              "date": "2020-01-02T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1798346",
        "entityName": "Springfield 264 LLC",
        "address": {
          "street1": "13443 DETROIT AVE",
          "city": "LAKEWOOD",
          "stateOrCountry": "OH",
          "zipCode": "44107"
        },
        "phoneNumber": "2162203050",
        "jurisdictionOfIncorporation": "OHIO",
        "previousNames": [],
        "previousNamesFromEDGAR": [],
        "typeOfEntity": {
          "kind": "enum",
          "value": "Limited Liability Company"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "withinLastFiveYears",
            "value": 2019
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "Timothy",
            "middleName": "L",
            "lastName": "Bratz"
          },
          "address": {
            "street1": "13443 DETROID AVE",
            "city": "LAKEWOOD",
            "stateOrCountry": "OH",
            "zipCode": "44107"
          },
          "relationships": [
            "Director"
          ],
          "clarificationOfResponse": "Manager"
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    },
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001788971-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1788971/0001788971-20-000001.txt",
        "date": "2020-01-02T17:52:52.000Z",
        "ciks": [
          "1788971"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "Other"
        },
        "issuerSize": {
          "kind": "revenueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "06b"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "date",
            "value": "2019-12-22T05:00:00.000Z"
          }
        },
        "isDurationMoreThanOneYear": false,
        "typesOfSecuritiesOffered": {
          "isEquity": true,
          "isDebt": false,
          "isOptionToAcquire": false,
          "isSecurityToBeAcquired": false,
          "isPooledInvestmentFund": false,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": true,
          "clarificationOfResponse": "Exchange of issuer's units"
        },
        "minimumInvestmentAccepted": 0,
        "salesCompensationRecipients": [],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "amount",
            "value": 140000000
          },
          "totalAmountSold": 140000000,
          "totalAmountRemaining": {
            "kind": "amount",
            "value": 0
          },
          "clarificationOfResponse": "Units are being exchanged"
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 19
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 0,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 0,
            "isEstimate": false
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "Spectacle Entertainment Group, LLC",
              "text": "/s/ John Keeler",
              "name": "John Keeler",
              "title": "Vice President",
              "date": "2020-01-02T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1788971",
        "entityName": "Spectacle Entertainment Group, LLC",
        "address": {
          "street1": "111 MONUMENT CIRCLE",
          "street2": "SUITE 777",
          "city": "INDIANAPOLIS",
          "stateOrCountry": "IN",
          "zipCode": "46204"
        },
        "phoneNumber": "317-656-8787",
        "jurisdictionOfIncorporation": "INDIANA",
        "previousNames": [],
        "previousNamesFromEDGAR": [],
        "typeOfEntity": {
          "kind": "enum",
          "value": "Limited Liability Company"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "withinLastFiveYears",
            "value": 2019
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "Roderick",
            "middleName": "J.",
            "lastName": "Ratcliff"
          },
          "address": {
            "street1": "111 Monument Circle",
            "street2": "Suite 777",
            "city": "Indianapolis",
            "stateOrCountry": "IN",
            "zipCode": "46204"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ],
          "clarificationOfResponse": "Chairman and CEO"
        },
        {
          "fullName": {
            "firstName": "Gregory",
            "middleName": "L.",
            "lastName": "Gibson"
          },
          "address": {
            "street1": "111 Monument Circle",
            "street2": "Suite 777",
            "city": "Indianapolis",
            "stateOrCountry": "IN",
            "zipCode": "46204"
          },
          "relationships": [
            "Director"
          ],
          "clarificationOfResponse": "Vice Chairman"
        },
        {
          "fullName": {
            "firstName": "Tammy",
            "lastName": "Schaeffer"
          },
          "address": {
            "street1": "111 Monument Circle",
            "street2": "Suite 777",
            "city": "Indianapolis",
            "stateOrCountry": "IN",
            "zipCode": "46204"
          },
          "relationships": [
            "Executive Officer"
          ],
          "clarificationOfResponse": "Chief Financial Officer"
        },
        {
          "fullName": {
            "firstName": "John",
            "lastName": "Keeler"
          },
          "address": {
            "street1": "111 Monument Circle",
            "street2": "Suite 777",
            "city": "Indianapolis",
            "stateOrCountry": "IN",
            "zipCode": "46204"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ],
          "clarificationOfResponse": "Vice President, General Counsel, Secretary"
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    },
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001796811-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1796811/0001796811-20-000001.txt",
        "date": "2020-01-02T14:48:07.000Z",
        "ciks": [
          "1796811"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "Pooled Investment Fund",
          "investmentFund": {
            "type": "Hedge Fund",
            "is40Act": false
          }
        },
        "issuerSize": {
          "kind": "aggregateNetAssetValueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "06b",
          "3C",
          "3C.7"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "yetToOccur"
          }
        },
        "isDurationMoreThanOneYear": true,
        "typesOfSecuritiesOffered": {
          "isEquity": false,
          "isDebt": false,
          "isOptionToAcquire": false,
          "isSecurityToBeAcquired": false,
          "isPooledInvestmentFund": true,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": false
        },
        "minimumInvestmentAccepted": 50000,
        "salesCompensationRecipients": [],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "indefinite"
          },
          "totalAmountSold": 0,
          "totalAmountRemaining": {
            "kind": "indefinite"
          }
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 0
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 0,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 0,
            "isEstimate": false
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "Sirios Absolute Return Fund, Ltd.",
              "text": "/s/ John F. Brennan, Jr.",
              "name": "John F. Brennan, Jr.",
              "title": "Director",
              "date": "2020-01-02T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1796811",
        "entityName": "Sirios Absolute Return Fund, Ltd.",
        "address": {
          "street1": "C/O CITCO FUND ADMINISTRATION",
          "street2": "89 NEXUS WAY, 2ND FLOOR",
          "city": "GRAND CAYMAN",
          "stateOrCountry": "E9",
          "zipCode": "KY1-1205"
        },
        "phoneNumber": "617-598-5100",
        "jurisdictionOfIncorporation": "CAYMAN ISLANDS",
        "previousNames": [],
        "previousNamesFromEDGAR": [],
        "typeOfEntity": {
          "kind": "other",
          "value": "Cayman Islands Exempted Company"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "withinLastFiveYears",
            "value": 2019
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "John",
            "middleName": "F.",
            "lastName": "Brennan, Jr."
          },
          "address": {
            "street1": "One International Place",
            "city": "Boston",
            "stateOrCountry": "MA",
            "zipCode": "02110"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Tim",
            "lastName": "Woolaver"
          },
          "address": {
            "street1": "c/o International Management Services",
            "street2": "3rd Floor, Harbour Center, N. Church St.",
            "city": "Grand Cayman",
            "stateOrCountry": "E9",
            "zipCode": "KY1-1102"
          },
          "relationships": [
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Christopher",
            "lastName": "Bowring"
          },
          "address": {
            "street1": "c/o International Management Services",
            "street2": "3rd Floor, Harbour Center, N. Church St.",
            "city": "Grand Cayman",
            "stateOrCountry": "E9",
            "zipCode": "KY1-1102"
          },
          "relationships": [
            "Director"
          ]
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    },
    {
      "sourceReference": {
        "source": "filing",
        "filename": "0001737244-20-000001.txt",
        "url": "https://www.sec.gov/Archives/edgar/data/1737244/0001737244-20-000001.txt",
        "date": "2020-01-02T21:03:42.000Z",
        "ciks": [
          "1737244"
        ]
      },
      "issuers": [],
      "notificationEmails": [],
      "offeringData": {
        "industryGroup": {
          "type": "Hospitals and Physicians"
        },
        "issuerSize": {
          "kind": "revenueRange",
          "value": "Decline to Disclose"
        },
        "federalExemptionsExclusions": [
          "06b"
        ],
        "typeOfFiling": {
          "newOrAmendment": {
            "kind": "new"
          },
          "dateOfFirstSale": {
            "kind": "date",
            "value": "2019-12-04T05:00:00.000Z"
          }
        },
        "isDurationMoreThanOneYear": false,
        "typesOfSecuritiesOffered": {
          "isEquity": true,
          "isDebt": false,
          "isOptionToAcquire": false,
          "isSecurityToBeAcquired": false,
          "isPooledInvestmentFund": false,
          "isTenantInCommon": false,
          "isMineralProperty": false
        },
        "businessCombinationTransaction": {
          "isBusinessCombinationTransaction": false
        },
        "minimumInvestmentAccepted": 0,
        "salesCompensationRecipients": [],
        "totalAndSalesAmounts": {
          "totalAmount": {
            "kind": "amount",
            "value": 4999999
          },
          "totalAmountSold": 1379997,
          "totalAmountRemaining": {
            "kind": "amount",
            "value": 3620002
          }
        },
        "investors": {
          "numberOfNonAccreditedInvestors": 0,
          "totalNumberAlreadyInvested": 6
        },
        "salesCommissionsAndFindersFees": {
          "salesCommissions": {
            "value": 0,
            "isEstimate": false
          },
          "findersFees": {
            "value": 0,
            "isEstimate": false
          }
        },
        "useOfProceeds": {
          "grossProceedsUsed": {
            "value": 0,
            "isEstimate": false
          }
        },
        "signatureBlock": {
          "hasAuthorizedRepresentative": false,
          "signatures": [
            {
              "issuerName": "Sitka, Inc./Delaware",
              "text": "Kelsey Pope Mellard",
              "name": "Kelsey Pope Mellard",
              "title": "Chief Executive Officer",
              "date": "2020-01-02T05:00:00.000Z"
            }
          ]
        }
      },
      "primaryIssuer": {
        "cik": "1737244",
        "entityName": "Sitka, Inc./Delaware",
        "address": {
          "street1": "227 LOWER WALDEN",
          "city": "CARMEL",
          "stateOrCountry": "CA",
          "zipCode": "93923"
        },
        "phoneNumber": "785-766-5464",
        "jurisdictionOfIncorporation": "DELAWARE",
        "previousNames": [],
        "previousNamesFromEDGAR": [],
        "typeOfEntity": {
          "kind": "enum",
          "value": "Corporation"
        },
        "yearOfIncorporation": {
          "period": {
            "kind": "withinLastFiveYears",
            "value": 2017
          }
        }
      },
      "relatedPersons": [
        {
          "fullName": {
            "firstName": "Sohrab",
            "lastName": "Gollogly"
          },
          "address": {
            "street1": "c/o Sitka, inc.",
            "street2": "227 Lower Walden",
            "city": "Carmel",
            "stateOrCountry": "CA",
            "zipCode": "93923"
          },
          "relationships": [
            "Executive Officer"
          ]
        },
        {
          "fullName": {
            "firstName": "Shaun",
            "lastName": "Lindsay"
          },
          "address": {
            "street1": "c/o Sitka, inc.",
            "street2": "227 Lower Walden",
            "city": "Carmel",
            "stateOrCountry": "CA",
            "zipCode": "93923"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Kelsey",
            "middleName": "Pope",
            "lastName": "Mellard"
          },
          "address": {
            "street1": "c/o Sitka, inc.",
            "street2": "227 Lower Walden",
            "city": "Carmel",
            "stateOrCountry": "CA",
            "zipCode": "93923"
          },
          "relationships": [
            "Executive Officer",
            "Director"
          ]
        },
        {
          "fullName": {
            "firstName": "Phineas",
            "lastName": "Barnes"
          },
          "address": {
            "street1": "c/o Sitka, inc.",
            "street2": "227 Lower Walden",
            "city": "Carmel",
            "stateOrCountry": "CA",
            "zipCode": "93923"
          },
          "relationships": [
            "Director"
          ]
        }
      ],
      "schemaVersion": "X0708",
      "submissionType": "D"
    }
  ],
  "metadata": {
    "total": 185209,
    "count": 10,
    "page": 1,
    "pages": 18521
  }
}